Report misconduct
Integrity is a core Behavior at UBS – part of
the 'Three Keys', which guide all we do. We make
clear to all our employees what is expected of
them – and we lead by example. But if an
individual – or UBS - falls short, you can help
us by reporting what you have seen.
Integrity is a core Behavior at UBS – part of the 'Three Keys', which guide all we do. We make clear to all our employees what is expected of them – and we lead by example. But if an individual – or UBS - falls short, you can help us by reporting what you have seen.
If you suspect you have seen any misconduct,
please inform us through this form. This includes
conduct which breaches laws, regulations, rules or
our 'Code of Conduct and Ethics'.
Please note that the information you provide will be accessible by members of the Group Investigations team, in order to enable your report to be triaged and investigated and to support the firm’s non-retaliation policy. If you do not wish to have your identity disclosed to the investigations teams, you can choose to submit your report on an anonymous basis by typing "anonymous" in fields which seek personal information. Steps will be taken to preserve confidentiality / anonymity, but it cannot be guaranteed if, for example, your identity is revealed in the course of investigation or application of the firm’s non-retaliation policy, or if regulatory disclosure becomes necessary.
